Nickolas King
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
2 statesRegistered in
ChFC®Designation
$1.8TFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Bank of America, N.A.Jul 2023 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2023 to now
- Edward JonesJun 2021 to Jun 2023
- Securities America, Inc.Sep 2020 to Jun 2021
- Resource Financial GroupNov 2018 to May 2021
- Securities Service NetworkNov 2018 to Sep 2020
- Trinity Financial AdvisorsMay 2018 to Nov 2018
- Valenta Capital MgmtSep 2017 to May 2018
- Cambridge Investment Research, Inc.Apr 2016 to Nov 2018
- Welch Financial PlanningApr 2016 to Nov 2016
Designations
- ChFC®
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 2 states (SC, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6634020
- Firm CRD
- 7691