Christopher James Nugent
Investment adviser representative at UBS Financial Services Inc.
13 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- UBS Financial Services Inc.Apr 2022 to now
- JPMorgan Chase Bank, N.A.Aug 2019 to Mar 2022
- JPMorgan Securities, LLC.Aug 2019 to Mar 2022
- UBS Financial Services IncAug 2017 to Aug 2019
- UnemployedJul 2017 to Jul 2017
- UBS Financial Services IncApr 2016 to Feb 2017
- University of California, IrvineSep 2013 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 1 state (CA).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6630101
- Firm CRD
- 8174