Matthew John robert Potter
Investment adviser representative at Allworth Financial, L.P.
10 yearsExperience
1 stateRegistered in
$33.6BFirm assets
19 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Allworth Financial, L.P.May 2025 to now
- Aw SecuritiesMay 2025 to now
- Sheaff Brock Investment Advisors, LLCJun 2024 to Sep 2025
- Schwab Wealth Advisory IncJan 2022 to May 2024
- Charles Schwab & Co., Inc.Mar 2016 to May 2024
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 1 state (IN).
Allworth Financial, L.P.
$33.6BAssets managed
29,297Clients
319Advisers
19 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6629655
- Firm CRD
- 111167