James Anthony Ortega
Investment adviser representative at Wells Fargo Advisors
12 yearsExperience
1 stateRegistered in
ChFC®Designation
$671.4BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- Wells Fargo Clearing Services, LLC (Apr 2024 to now
- PNC Investments LLCNov 2022 to Apr 2024
- J.P. Morgan Securities LLCSep 2020 to Nov 2022
- JPMorgan Chase Bank, N.A.Aug 2018 to Sep 2020
- New York Life Insurance CompanyNov 2017 to Jul 2018
- Nylife Securities LLCNov 2017 to Jul 2018
- MML Investors Services, LLCAug 2017 to Nov 2017
- MassmutualJul 2017 to Nov 2017
- Lincoln Financial Advisors CorporationFeb 2017 to Aug 2017
- The Office of Maya KatzmanJan 2017 to Jul 2017
- The Bartech GroupApr 2016 to Aug 2017
- Mexican Sugar LLCDec 2014 to Mar 2017
Designations
- ChFC®
Exams passed
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (TX).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6629544
- Firm CRD
- 19616