Michael Thomas Neumann
Investment adviser representative at Morgan Stanley
12 yearsExperience
3 statesRegistered in
$2TFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Morgan Stanley Private Bank, N.AApr 2025 to now
- Morgan StanleyJul 2021 to now
- Morgan Stanley Smith Barney LLCJul 2021 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 2018 to Jul 2021
- Morgan StanleyApr 2016 to Apr 2017
- Coral Sea Fish and Pets LLCFeb 2015 to Jan 2018
- Fairleigh Dickinson UniversityAug 2014 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 3 states (FL, NJ, TX).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6629201
- Firm CRD
- 149777