Patrick Michael Sweeney
Investment adviser representative at UBS Financial Services Inc.
10 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- UBS Financial Services Inc.Jun 2023 to now
- Edward JonesJan 2022 to Jun 2023
- Bank of America NAJan 2020 to Jan 2022
- Merrill Lynch Pierce Fenner & Smith IncSep 2019 to Jan 2022
- Hilltop Securities Inc.May 2019 to Jun 2019
- N/aOct 2018 to Apr 2019
- Morgan StanleyApr 2016 to Sep 2018
- Morgan Stanley Private Bank NAApr 2016 to Sep 2018
Exams passed
- Series 66 · Uniform Combined State Law2016
State registrations
Registered as an investment adviser representative in 1 state (CA).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6629072
- Firm CRD
- 8174