Travis Gene Rothstein
Investment adviser representative at Ameriprise Financial Services, LLC
20 yearsExperience
3 statesRegistered in
$660.5BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
20 years in the industry.
- Ameriprise Financial Services, LLCOct 2021 to now
- U.S. BankApr 2020 to Oct 2021
- U.S. Bancorp Investments, Inc.Oct 2018 to Oct 2021
- Greg BauneMar 2018 to Sep 2018
- Gregory BauneMar 2018 to Sep 2018
- Northwestern Mutual Investment Services LLCMar 2018 to Sep 2018
- Ch RobinsonJun 2017 to Feb 2018
- Northwestern Mutual Life Insurance CompanyMay 2016 to Jun 2017
- StudentJan 2006 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 3 states (MN, NJ, PA).
Ameriprise Financial Services, LLC
$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6628558
- Firm CRD
- 6363