Kevin J. Sercia
Investment adviser representative at LPL Financial LLC
10 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCDec 2025 to now
- JP Morgan Chase Bank, N.A.Aug 2020 to Dec 2025
- JP Morgan Securities, LLCAug 2020 to Dec 2025
- UnemployedJul 2020 to Jul 2020
- Seacoast BankJul 2019 to Jun 2020
- LPL Financial LLCJul 2019 to May 2020
- Bank of America, N.A.Apr 2018 to Jul 2019
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2018 to Jul 2019
- UnemployedDec 2017 to Dec 2017
- Stifel, Nicolaus and Company IncorporatedMar 2016 to Nov 2017
Exams passed
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6626306
- Firm CRD
- 6413