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John Frausto

Investment adviser representative at LPL Financial LLC
20 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

20 years in the industry.

  1. LPL Financial LLCMay 2022 to now
  2. Usta WisconsinOct 2015 to now
  3. Topspin TennisJan 2006 to now
  4. Cuna Brokerage Services, Inc.Sep 2018 to May 2022
  5. Cuna Mutual GroupSep 2018 to May 2022
  6. Tcfg Wealth Management, LLCDec 2017 to Sep 2018
  7. Sii Investments, IncMar 2016 to Dec 2017

Exams passed

  • Series 66 · Uniform Combined State Law2016

State registrations

Registered as an investment adviser representative in 1 state (WI).

LPL Financial LLC

$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6626279
Firm CRD
6413
Advisor's SEC record (opens in a new tab)
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