Alex Caratelli
Investment adviser representative at LPL Financial LLC
12 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$819.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- LPL Financial LLCJan 2026 to now
- Northwest BankJan 2026 to now
- Key Investment ServicesFeb 2023 to Dec 2025
- AlloyMay 2022 to Jan 2023
- Fidelity InvestmentsSep 2021 to May 2022
- HSBC Bank USA, N.A.Feb 2019 to Sep 2021
- HSBC Securities (USA) Inc.Feb 2019 to Sep 2021
- Citizens Securities, IncOct 2017 to Jan 2019
- Citizens BankSep 2017 to Jan 2019
- Enterprise Rent A CarMay 2017 to Sep 2017
- UnemployedDec 2016 to May 2017
- Edinboro UniversityAug 2014 to Dec 2016
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6626210
- Firm CRD
- 6413