Charlotte Nascimento Souza
Investment adviser representative at Charles Schwab & Co., Inc.
10 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
10 years in the industry.
- Charles Schwab & Co., Inc.Jan 2026 to now
- Charles Schwab Bank, SsbJan 2026 to now
- Fidelity InvestmentsFeb 2019 to Dec 2025
- The Prudential Insurance Company of AmericaNov 2018 to Jan 2019
- Pruco Securities, LLCSep 2018 to Jan 2019
- UnemployedMay 2018 to Aug 2018
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2017 to Apr 2018
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2016 to Apr 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 1 state (CT).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6625207
- Firm CRD
- 5393