Connor James Cloetingh
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
10 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- Deroy & Devereaux Private Investment Counsel, Inc.Sep 2025 to now
- Key Private BankJan 2025 to Aug 2025
- Key Private BankAug 2022 to Dec 2024
- Ancora AdvisorsSep 2018 to Aug 2022
- Keybank Capital Markets Inc.Feb 2018 to Aug 2018
- Keybank Capital Markets Inc.Jan 2017 to Jan 2018
- America Northcoast Securities Inc.Jan 2016 to Jan 2017
- Northcoast Research Partners LLCJan 2016 to Jan 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 2 states (MI, TX).
Deroy & Devereaux Private Investment Counsel, Inc.
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 6614442
- 121560