Juan Chavez
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
11 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- TLWM FinancialJun 2024 to now
- LPL Financial LLCJun 2024 to now
- Charles Schwab & Co., Inc.Oct 2021 to May 2024
- Charles Schwab Bank, SSBOct 2021 to May 2024
- Bank of America, N.A.Aug 2019 to Oct 2021
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2019 to Oct 2021
- USAA Financial Advisors, Inc.Jan 2017 to Aug 2019
- USAA Financial Planning ServicesJan 2017 to Aug 2019
- USAA Investment Management CompanyJan 2017 to Aug 2019
- JPMorgan Securities LLCDec 2015 to Jan 2017
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2016
State registrations
Registered as an investment adviser representative in 1 state (TX).
TLWM Financial
Legal name: TLWM, LLC
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 6599943
- 158305