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Brian Franford

Investment adviser representative at Commonwealth Financial Network
10 yearsExperience
1 stateRegistered in
$212.7BFirm assets
34 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeCommissions

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

10 years in the industry.

  1. Commonwealth Financial NetworkAug 2026 to now
  2. Ameritas Advisory Services, LLCNov 2021 to now
  3. Ameritas Investment Company, LLCJun 2021 to now
  4. Daniel J. Galli & AssociatesMay 2021 to now
  5. UnemployedDec 2019 to May 2021
  6. Compass Wealth Management, LLCJul 2019 to Dec 2019
  7. Capital AnalystsApr 2018 to Jun 2019
  8. Lincoln InvestmentApr 2018 to Jun 2019
  9. Throughline Creative Partners, Inc.Jul 2016 to Apr 2018

Exams passed

  • Series 66 · Uniform Combined State Law2016

State registrations

Registered as an investment adviser representative in 1 state (MA).

Commonwealth Financial Network

Legal name: Commonwealth Equity Services, LLC

$212.7BAssets managed
360,488Clients
2,700Advisers
34 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6598001
Firm CRD
8032
Advisor's SEC record (opens in a new tab)
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