Frohman Chen
Investment adviser representative at Citigroup Global Markets Inc.
10 yearsExperience
1 stateRegistered in
$56BFirm assets
62 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Citigroup Global Markets Inc.Jan 2026 to now
- Capital Client Group, Inc.Mar 2025 to Dec 2025
- Capital Group - American Funds Distributors, Inc.Aug 2022 to Mar 2025
- Capital Group - Private Client ServicesAug 2019 to Aug 2022
- Morgan StanleyMar 2017 to Jun 2019
- Harvey & Company LLCJan 2017 to Mar 2017
- Sterling Wealth PartnersOct 2016 to Feb 2017
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (CA).
Citigroup Global Markets Inc.
$56BAssets managed
59,829Clients
2,405Advisers
62 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6597142
- Firm CRD
- 7059