Guillermo Abraham Gonzalez
Investment adviser representative at LPL Financial LLC
12 yearsExperience
3 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- LPL Financial LLCMay 2025 to now
- Blue Federal Credit UnionFeb 2023 to May 2025
- Cuso Financial Services, LPFeb 2023 to May 2025
- Key Investment ServicesJan 2022 to Jan 2023
- KeybankOct 2021 to Jan 2023
- Wells Fargo Clearing Services, LLCNov 2016 to Oct 2021
- Wells Fargo Advisors, LLCDec 2015 to Nov 2016
- Wells Fargo Bank, NAJul 2014 to Oct 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 65 · Uniform Investment Adviser Law2017
State registrations
Registered as an investment adviser representative in 3 states (CO, LA, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6594965
- Firm CRD
- 6413