Richard Du
Investment adviser representative at Transamerica Financial Advisors, LLC
24 yearsExperience
1 stateRegistered in
$2.1BFirm assets
35 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
24 years in the industry.
- Microsoft Corporation, IncSep 2024 to now
- Transamerica Financial Advisors, IncDec 2015 to now
- WfgiaAug 2015 to now
- Amazon.com CorporationSep 2019 to Jan 2024
- StudentAug 2002 to Sep 2019
Exams passed
- Series 66 · Uniform Combined State Law2016
State registrations
Registered as an investment adviser representative in 1 state (CA).
Transamerica Financial Advisors, LLC
$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6592590
- Firm CRD
- 16164