Andrew Ward
Investment adviser representative at LPL Financial LLC
10 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$819.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCFeb 2020 to now
- Esl Investment Services, LLCFeb 2020 to now
- Esl Federal Credit UnionFeb 2020 to Apr 2021
- American Portfolios Financial Services, IncAug 2019 to Jan 2020
- Esl Investment Services, LLCOct 2018 to Aug 2019
- LPL Financial LLCOct 2018 to Aug 2019
- Esl Federal Credit UnionSep 2018 to Aug 2019
- Key Investment Services LLCSep 2016 to Sep 2018
- KeybankSep 2016 to Sep 2018
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 1 state (NY).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6590137
- Firm CRD
- 6413