Jonathan R Dunn
Investment adviser representative at LPL Financial LLC
12 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$819.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- LPL Financial LLCNov 2023 to now
- Capitol Family Office, Inc.Nov 2022 to Sep 2023
- UnemployedSep 2022 to Nov 2022
- Stash Wealth, LLCJul 2022 to Sep 2022
- Morgan Stanley Smith Barney LLCSep 2021 to Jul 2022
- UBS Financial ServicesJun 2017 to Sep 2021
- The Vanguard Group Inc.Dec 2014 to Jun 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 65 · Uniform Investment Adviser Law2017
State registrations
Registered as an investment adviser representative in 2 states (NC, SC).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6589522
- Firm CRD
- 6413