Nicole Marie Rivera
Investment adviser representative at Wells Fargo Advisors
11 yearsExperience
1 stateRegistered in
$252.3BFirm assets
26 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Wells Fargo Advisors Financial Network, LLCJun 2026 to now
- LPL Financial LLCJul 2021 to Jun 2026
- Various Insurance Carriers for W&r Insurance AgenciesDec 2020 to Jul 2021
- Waddell & ReedDec 2020 to Jul 2021
- Nylife Securities LLCMar 2019 to Oct 2020
- Jeffrey PerrymanOct 2017 to Nov 2020
- New York Life Insurance CoNov 2015 to Sep 2017
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (CO).
Wells Fargo Advisors
Legal name: Wells Fargo Advisors Financial Network, LLC
$252.3BAssets managed
466,575Clients
3,612Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6589019
- Firm CRD
- 11025