Tracy Danielle gardiner Rowley
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
18 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
18 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2024 to now
- Bank of AmericaJun 2024 to Oct 2024
- Webster UniversityJan 2021 to Oct 2023
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2018 to Sep 2023
- Wells Fargo Clearing Services, LLCJun 2017 to Jun 2018
- Fidelity Brokerage Services LLCSep 2015 to Jan 2017
- US Army Reserve - A Co 3-518th In RegSep 2008 to Sep 2024
Exams passed
- Series 66 · Uniform Combined State Law2016
State registrations
Registered as an investment adviser representative in 1 state (NC).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6583957
- Firm CRD
- 7691