Norman Kam Lam
Investment adviser representative at LPL Financial LLC
14 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
14 years in the industry.
- BMO Investment ServicesApr 2026 to now
- LPL Financial LLCApr 2026 to now
- Wells Fargo Bank, NAFeb 2023 to Apr 2026
- Wells Fargo Clearing Services, LLCFeb 2023 to Apr 2026
- JP Morgan Chase Bank, N.A.Apr 2022 to Jan 2023
- JP Morgan Securities, LLCApr 2022 to Jan 2023
- Charles Schwab & Co., Inc.Sep 2021 to May 2022
- Sw Mailing Services IncFeb 2019 to Oct 2019
- LyftJul 2018 to Jun 2019
- Transamerica Financial Advisors, IncNov 2015 to Aug 2021
- Blue Shield CaliforniaOct 2015 to Sep 2021
- Kaiser PermanenteOct 2015 to Sep 2021
- World Financial Group, Inc. / TransamericaApr 2012 to Sep 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 1 state (CA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6583538
- Firm CRD
- 6413