Lydia Chung Lok
Investment adviser representative at Financial Plan, Inc.
10 yearsExperience
2 statesRegistered in
$1.6BFirm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourly
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
10 years in the industry.
- Financial Plan, Inc.May 2026 to now
- Archer Halliday, PsSep 2025 to now
- Trinity Legacy Partners, LLCMay 2022 to Aug 2025
- USAAJun 2021 to May 2022
- University of HoustonSep 2019 to Jun 2021
- UnemployedMay 2019 to Sep 2019
- AIG-valicJun 2017 to May 2019
- Vinson and Elkins LLPOct 2016 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2017
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 2 states (TX, WA).
Financial Plan, Inc.
$1.6BAssets managed
924Clients
13Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6583198
- Firm CRD
- 116073