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Hector Arellano

Investment adviser representative at LPL Financial LLC
11 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

11 years in the industry.

  1. LPL Financial LLCAug 2026 to now
  2. Edward JonesJun 2025 to Aug 2026
  3. PaypalOct 2023 to Jun 2025
  4. Goldman SachsMay 2021 to Apr 2024
  5. Northern TrustMay 2018 to May 2021
  6. Goldman SachsOct 2015 to Apr 2018

Exams passed

  • Series 66 · Uniform Combined State Law2022

State registrations

Registered as an investment adviser representative in 1 state (AZ).

LPL Financial LLC

$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6582688
Firm CRD
6413
Advisor's SEC record (opens in a new tab)
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