Thomas Wesley Ruggiero
Investment adviser representative at Ruggiero Investments
11 yearsExperience
3 statesRegistered in
$137.6MFirm assets
1 yearFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Finalis Securities, LLCMay 2025 to now
- Ruggiero InvestmentsAug 2015 to now
- Dominion Investor Services, Inc.Apr 2018 to Jul 2023
Exams passed
- Series 65 · Uniform Investment Adviser Law2015
- Series 63 · Uniform Securities Agent State Law2016
State registrations
Registered as an investment adviser representative in 3 states (FL, NJ, NY).
Ruggiero Investments
Legal name: Ruggiero Investments, Inc.
$137.6MAssets managed
399Clients
5Advisers
1 yearIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6582501
- Firm CRD
- 169180