Vipul Braj Varma
Investment adviser representative at Regal Investment Advisors LLC
10 yearsExperience
2 statesRegistered in
$2.9BFirm assets
15 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Regal Investment Advisors, LLCJan 2022 to now
- Regulus Financial Group, LLCJan 2022 to now
- Fsc Securities CorpMay 2016 to now
- Advanced Trustee ServicesJan 2016 to now
Exams passed
- Series 66 · Uniform Combined State Law2016
State registrations
Registered as an investment adviser representative in 2 states (CO, TX).
Regal Investment Advisors LLC
$2.9BAssets managed
8,302Clients
118Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6577577
- Firm CRD
- 125004