Nicholas Aaron Ramsey
Investment adviser representative at Cetera Investment Advisers LLC
11 yearsExperience
2 statesRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Cetera Investment Advisers LLCDec 2023 to now
- Cetera Investment Services LLCDec 2023 to now
- Regions BankDec 2023 to now
- Frankfort Community High SchoolJun 2023 to now
- First Southern BankAug 2020 to Dec 2023
- LPL FinancialAug 2020 to Dec 2023
- Northwestern Mutual Wealth Management CompanyJan 2019 to May 2020
- Northwestern Mutual Life Insurance CompanyDec 2018 to May 2020
- Northwestern Mutual Wealth Management CompanyDec 2017 to Dec 2018
- Gross Financial Group, LLCNov 2017 to Dec 2018
- Kevin D FrostNov 2017 to Dec 2018
- Northwestern Mutual Wealth Management CompanyMay 2017 to Nov 2017
- Nashville Community Hight SchoolAug 2016 to Nov 2022
- Northwestern Mutual Investment Services LLCApr 2016 to May 2020
- Northwestern Mutual Life Insurance CompanyDec 2015 to Nov 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 2 states (IL, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6568430
- Firm CRD
- 105644