Chang Li
Investment adviser representative at Cetera Investment Advisers LLC
10 yearsExperience
2 statesRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Cetera Investment Advisers LLCAug 2025 to now
- Bank of HawaiiAug 2025 to now
- Cetera Investment Services LLCAug 2025 to now
- UnemployedMar 2025 to Jul 2025
- Wind Information Hong KongJul 2024 to Feb 2025
- Bank of America, N.ASep 2022 to Jun 2024
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2022 to Jun 2024
- Charles Schwab & Co., Inc.Sep 2021 to Sep 2022
- Bank of America, N.A.Oct 2017 to Sep 2021
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2017 to Sep 2021
- Scottrade IncOct 2015 to Oct 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 2 states (HI, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6567164
- Firm CRD
- 105644