Morgan R Allen
Investment adviser representative at Capitol Securities Management, Inc.
11 yearsExperience
1 stateRegistered in
$2.2BFirm assets
34 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Capitol Securities Management, Inc.Jul 2026 to now
- Beau Morgan AdvisorsApr 2025 to Jul 2026
- InvessentJul 2024 to Mar 2025
- Stratos Wealth Advisors, LLCJul 2024 to Mar 2025
- UnemployedApr 2023 to Apr 2024
- Capitol Securities Management, Inc.Aug 2021 to Jun 2024
- UnemployedMay 2019 to Aug 2021
- USAA Financial Advisors, Inc.Mar 2019 to May 2019
- UnemployedApr 2017 to Mar 2019
- Charles Schwab & Co., IncSep 2015 to Apr 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 1 state (NY).
Capitol Securities Management, Inc.
$2.2BAssets managed
3,970Clients
97Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6566064
- Firm CRD
- 14169