Kaitlin Nicholis
Investment adviser representative at Ameriprise Financial Services, LLC
11 yearsExperience
1 stateRegistered in
$660.5BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Ameriprise Financial Services, LLCJan 2025 to now
- Marcum Wealth, LLCOct 2021 to Dec 2024
- UnemployedNov 2020 to Oct 2021
- TIAAAug 2018 to Nov 2020
- TIAA-CREF Individual & Institutional Services, LLCAug 2018 to Nov 2020
- Commonwealth Financial NetworkSep 2015 to Aug 2018
- Element Financial GroupSep 2015 to Jul 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (NJ).
Ameriprise Financial Services, LLC
$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6563867
- Firm CRD
- 6363