James Matthew Smith
Investment adviser representative at Cetera Investment Advisers LLC
16 yearsExperience
1 stateRegistered in
PFSDesignation
$256.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
16 years in the industry.
- Cetera Investment Advisers LLCSep 2025 to now
- Cetera Wealth Services, LLCSep 2025 to now
- Vision Wealth Strategies, LLCJan 2018 to now
- Cs Property Holdings LLCAug 2016 to now
- A Bite To Eat, Inc.Sep 2015 to now
- Cs Accounting & Tax Services, IncNov 2011 to now
- Avantax Advisory ServicesDec 2019 to Sep 2025
- Avantax Insurance Services, LLCDec 2019 to Sep 2025
- Avantax Investment Services, Inc.Dec 2019 to Sep 2025
- Cetera Advisor Networks LLCSep 2019 to Dec 2019
- Summit Financial Group, Inc.May 2018 to Dec 2019
- Summit Brokerage Services, Inc.May 2018 to Sep 2019
- Hd Vest Advisory ServicesJul 2017 to Jun 2018
- Hd Vest Investment ServicesOct 2015 to Jun 2018
- JMS Accounting & Consulting, LLCApr 2010 to May 2019
Designations
- PFS
Exams passed
- Series 63 · Uniform Securities Agent State Law2015
- Series 65 · Uniform Investment Adviser Law2017
State registrations
Registered as an investment adviser representative in 1 state (HI).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6562827
- Firm CRD
- 105644