Nathaniel Steven Fockler
Investment adviser representative at W.A. Smith Financial Group
10 yearsExperience
1 stateRegistered in
$1.2BFirm assets
9 yearsFirm in business
Are you Nathaniel Steven Fockler? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- W.A. Smith Financial GroupSep 2021 to now
- Great Lakes Retirement, Inc.Apr 2021 to now
- UBS Financial Services, Inc.May 2017 to Feb 2021
- Citizens BankJun 2016 to May 2017
- Citizens Securities, Inc.Jun 2016 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2015
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (OH).
W.A. Smith Financial Group
Legal name: Great Lakes Retirement, Inc.
$1.2BAssets managed
1,669Clients
10Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6557909
- Firm CRD
- 146608