Ricardo Diaz
Investment adviser representative at Commonwealth Financial Network
9 yearsExperience
1 stateRegistered in
$212.7BFirm assets
34 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
9 years in the industry.
- Commonwealth Financial NetworkSep 2025 to now
- Strategic Financial SolutionsSep 2025 to now
- UnemployedAug 2025 to Aug 2025
- VoyaJul 2025 to Jul 2025
- UnemployedMar 2025 to Jul 2025
- TIAAFeb 2018 to Mar 2025
- TIAA-CREF Individual & Institutional Services, LLCMar 2016 to Feb 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2015
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (IA).
Commonwealth Financial Network
Legal name: Commonwealth Equity Services, LLC
$212.7BAssets managed
360,488Clients
2,700Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6557689
- Firm CRD
- 8032