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Timothy Cody Listermann

Investment adviser representative at Voya Retirement Advisors, LLC
10 yearsExperience
1 stateRegistered in
$37.5BFirm assets
26 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management
  • Pension consulting

Experience

10 years in the industry.

  1. Voya Retirement Advisors, LLCSep 2025 to now
  2. VoyaAug 2025 to now
  3. Voya Financial Partners, LLCAug 2025 to now
  4. Principal SecuritiesMay 2022 to Aug 2025
  5. Principal Life InsuranceJul 2020 to Aug 2025
  6. TD AmeritradeMay 2020 to Jul 2020
  7. UnemployedFeb 2020 to May 2020
  8. Valic Financial Advisors, IncOct 2017 to Jan 2020
  9. UnemployedMay 2016 to Oct 2017

Exams passed

  • Series 66 · Uniform Combined State Law2015

State registrations

Registered as an investment adviser representative in 1 state (KY).

Voya Retirement Advisors, LLC

$37.5BAssets managed
7,672Clients
129Advisers
26 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6557679
Firm CRD
3989
Advisor's SEC record (opens in a new tab)
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