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Yiukong Louie Lau

Investment adviser representative at MML Investors Services, LLC
11 yearsExperience
1 stateRegistered in
$115.6BFirm assets
33 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

11 years in the industry.

  1. MML Investors Services, LLCApr 2024 to now
  2. Massmutual Life Insurance CompanyDec 2023 to now
  3. Nylife Securities LLCJul 2017 to Apr 2024
  4. New York Life Insurance CompanyJun 2017 to Apr 2024
  5. Louie Lau Farmers Insurance AgencyJan 2016 to Jun 2017
  6. Farmers InsuranceNov 2015 to Jun 2017
  7. LyftNov 2015 to Jun 2017
  8. UberMar 2015 to Jun 2017

Exams passed

  • Series 63 · Uniform Securities Agent State Law2015
  • Series 65 · Uniform Investment Adviser Law2024

State registrations

Registered as an investment adviser representative in 1 state (CA).

MML Investors Services, LLC

$115.6BAssets managed
454,836Clients
5,087Advisers
33 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6556655
Firm CRD
10409
Advisor's SEC record (opens in a new tab)
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