Brock Willis
Investment adviser representative at Sofi Wealth LLC
11 yearsExperience
1 stateRegistered in
$2BFirm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- Sofi Wealth LLCAug 2024 to now
- Sofi Securities, LLCAug 2024 to now
- BoathouseMay 2024 to now
- New York LifeDec 2023 to May 2024
- Orange Theory FitnessNov 2023 to May 2024
- UnemployedJun 2023 to Nov 2023
- Advised Assets Group, LLCMar 2022 to Jun 2023
- Gwfs Equities, IncMar 2022 to Jun 2023
- UnemployedJun 2021 to Mar 2022
- Bank of America, N.A.Sep 2015 to Jun 2021
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2015 to Jun 2021
Exams passed
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 1 state (FL).
Sofi Wealth LLC
$2BAssets managed
254,020Clients
110Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6556235
- Firm CRD
- 167958