Richard S Rodgers
Investment adviser representative at Kingswood Wealth Advisors, LLC
16 yearsExperience
9 statesRegistered in
$3.8BFirm assets
9 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
16 years in the industry.
- Kingswood Capital Partners, LLCMay 2023 to now
- Kingswood Wealth Advisors, LLCNov 2022 to now
- Dannah Investment Grp, LLC dba Dannah Insurance Solutions, LLCSep 2010 to now
- Benchmark Investments, LLCFeb 2020 to May 2023
- Dst Wealth Management, LLCNov 2019 to Oct 2022
- Centaurus Financial Inc.Feb 2018 to Nov 2019
- Forest Securities Inc.May 2017 to Feb 2018
- Avellino Financial Advisors Inc.Sep 2015 to Feb 2018
- Ameribuilder/ameribuilder Mountain Properties, LLCSep 2014 to Jan 2018
Exams passed
- Series 65 · Uniform Investment Adviser Law2015
- Series 63 · Uniform Securities Agent State Law2017
State registrations
Registered as an investment adviser representative in 9 states (AZ, CA, CO, FL, GA, MN, OK, SC, TX).
Kingswood Wealth Advisors, LLC
$3.8BAssets managed
11,425Clients
122Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6555093
- Firm CRD
- 288792