Katherine Nicole Karr
Investment adviser representative at Morgan Stanley
14 yearsExperience
1 stateRegistered in
$2TFirm assets
17 yearsFirm in business
Are you Katherine Nicole Karr? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Morgan StanleyJan 2025 to now
- UnemployedAug 2024 to Dec 2024
- Morgan StanleyOct 2021 to Jul 2024
- HotworxJan 2021 to May 2021
- Alamo CollegesDec 2020 to Jul 2021
- Bank of America, N.A.Jan 2018 to Nov 2020
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2018 to Nov 2020
- Swbc Investment Services LLCDec 2016 to Nov 2017
- AXA AdvisorsAug 2015 to Dec 2016
- University of Texas At San AntonioAug 2012 to Dec 2016
- UtsaAug 2012 to Dec 2016
Exams passed
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (TX).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6554701
- Firm CRD
- 149777