Arti Srivastava
Investment adviser representative at Unique Wealth Strategies
11 yearsExperience
1 stateRegistered in
$381.5MFirm assets
3 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Unique Wealth Strategies, LLC.Sep 2023 to now
- J.P. Morgan Securities LLCDec 2019 to Aug 2023
- JP Morgan Chase Bank N.A.Dec 2019 to Aug 2023
- UnemployedJul 2019 to Nov 2019
- Bank of AmericaAug 2018 to Jun 2019
- Allstate Agency-matt SchlicoffMar 2018 to Jul 2018
- Allstate Financial Services LLCMar 2017 to Feb 2018
- Allstate Insurance Co-michael Glazer AgencyNov 2015 to Jan 2018
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 1 state (CA).
Unique Wealth Strategies
$381.5MAssets managed
397Clients
5Advisers
3 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6554350
- Firm CRD
- 323994