Chaoyi Liu
Investment adviser representative at J.P. Morgan Securities LLC
8 yearsExperience
4 statesRegistered in
$429.7BFirm assets
61 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
8 years in the industry.
- J.P. Morgan Securities LLCFeb 2021 to now
- JPMorgan Chase Bank, N.A.Feb 2021 to now
- Abestcare Inc.May 2024 to Jun 2024
- Home Family Care IncMar 2019 to Dec 2020
- HSBC Securities USA, Inc.Mar 2016 to Jan 2021
- HSBC Bank USA, N.A.Mar 2016 to Dec 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2015
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 4 states (FL, NJ, NY, TX).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6552820
- Firm CRD
- 79