Benjamin Douglas
Investment adviser representative at Wells Fargo Advisors
12 yearsExperience
1 stateRegistered in
$671.4BFirm assets
36 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- Wells Fargo Clearing Services, LLCFeb 2026 to now
- Wells Fargo Bank, NADec 2024 to Feb 2026
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2024 to Dec 2024
- UnemployedFeb 2024 to Sep 2024
- Charles Schwab & Co., Inc.Jun 2022 to Jan 2024
- Charles Schwab Premier Bank, SsbJun 2022 to Jan 2024
- Wells Fargo Bank, NAAug 2021 to Jun 2022
- Wells Fargo Clearing Services, LLCAug 2021 to Jun 2022
- Edward JonesMar 2021 to Jul 2021
- Wells Fargo Clearing Services, LLCNov 2016 to Feb 2021
- Wells Fargo Advisors, LLCAug 2015 to Nov 2016
- Wells Fargo Bank NAMay 2014 to Mar 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2015
- Series 65 · Uniform Investment Adviser Law2020
State registrations
Registered as an investment adviser representative in 1 state (CA).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6551422
- Firm CRD
- 19616