Caleb Brian Walter
Investment adviser representative at Ptma Investment Advisors
13 yearsExperience
1 stateRegistered in
$30.6BFirm assets
7 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
13 years in the industry.
- Ptma Investment AdvisorsFeb 2023 to now
- Pma Asset Management, LLCJan 2023 to now
- Pma Financial Network, LLCJan 2023 to now
- Pma Securities, LLCJan 2023 to now
- J.P. Morgan Securities LLCMay 2022 to Dec 2022
- JPMorgan Chase Bank, N.A.May 2022 to Dec 2022
- UnemployedApr 2022 to Apr 2022
- Iowa State BankJul 2021 to Mar 2022
- Sorrento Pacific Financial, LLCJul 2021 to Mar 2022
- Wells Fargo Bank, NAOct 2013 to Jul 2021
- Wells Fargo Clearing Services, LLCOct 2013 to Jul 2021
- Wells Fargo AdvisorsOct 2013 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2015
- Series 65 · Uniform Investment Adviser Law2015
State registrations
Registered as an investment adviser representative in 1 state (IA).
Ptma Investment Advisors
Legal name: Prudent Man Advisors, LLC
$30.6BAssets managed
161Clients
27Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6551405
- Firm CRD
- 301973