Michael J Guarini
Investment adviser representative at Brophy Wealth Management, LLC
5 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$532.5MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
5 years in the industry.
- Apw Capital, Inc.Sep 2021 to now
- Brophy Wealth Management, LLCAug 2021 to now
- UnemployedJul 2021 to Aug 2021
- Santander Bank, NAJan 2016 to Jun 2021
- Santander Securities, LLCJan 2016 to Jun 2021
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2015
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (NH).
Brophy Wealth Management, LLC
$532.5MAssets managed
391Clients
4Advisers
12 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6547807
- Firm CRD
- 169894