Thomas Drew Lick
Investment adviser representative at Ameriprise Financial Services, LLC
13 yearsExperience
3 statesRegistered in
$660.5BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Ameriprise Financial Services, LLCMay 2026 to now
- Edward JonesMar 2020 to May 2026
- Regions BankJul 2018 to Mar 2020
- Superior Mosquito DefenseJun 2017 to Jul 2018
- State Farm InsuranceFeb 2017 to Jul 2017
- Florida Home Improvement AssociatesOct 2016 to Feb 2017
- Self EmployedDec 2013 to Mar 2020
Exams passed
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 3 states (AL, FL, TX).
Ameriprise Financial Services, LLC
$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6546468
- Firm CRD
- 6363