Phillip Tanner
Investment adviser representative at UBS Financial Services Inc.
11 yearsExperience
3 statesRegistered in
CFP® certificationDesignation
$915.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- UBS Financial Services Inc.Apr 2023 to now
- Cetera Advisor Networks LLCNov 2017 to Dec 2019
- United Capital Financial AdvisersJun 2017 to Mar 2023
- Girard SecuritiesJun 2017 to Nov 2017
- LPL Financial, LLCDec 2015 to Jun 2017
- Jensen Wealth AdvisorsAug 2015 to Jun 2017
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2015
- Series 63 · Uniform Securities Agent State Law2023
State registrations
Registered as an investment adviser representative in 3 states (CA, ID, TX).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6545683
- Firm CRD
- 8174