Alexis Michelle Colon
Investment adviser representative at UBS Financial Services Inc.
10 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- UBS Financial Services Inc.Oct 2025 to now
- J.P. Morgan Securities LLCFeb 2025 to Oct 2025
- JPMorgan Chase Bank, N.A.Feb 2025 to Oct 2025
- UBS Financial Services Inc.Sep 2019 to Jan 2025
- UnemployedJul 2019 to Aug 2019
- Neuberger BermanApr 2019 to Jun 2019
- Fidelity Brokerage Services LLCAug 2015 to Mar 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2015
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (TX).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6545305
- Firm CRD
- 8174