Alan Christopher Baldwin
Investment adviser representative at Leigh Baldwin & Co., LLC
4 yearsExperience
9 statesRegistered in
$290.6MFirm assets
18 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
4 years in the industry.
- Leigh Baldwin & Co., LLCJan 2020 to now
- Alps Distributors, Inc.Jul 2017 to Dec 2020
- Riverfront Investment GroupJul 2017 to Dec 2020
- Putnam Retail ManagementSep 2016 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 65 · Uniform Investment Adviser Law2017
State registrations
Registered as an investment adviser representative in 9 states (FL, GA, MA, NC, NJ, NY, PA, SC, VA).
Leigh Baldwin & Co., LLC
$290.6MAssets managed
682Clients
18Advisers
18 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6544193
- Firm CRD
- 38751