Vivek Jindal
Investment adviser representative at The Caprock Group, LLC
11 yearsExperience
1 stateRegistered in
$12.5BFirm assets
23 yearsFirm in business
Are you Vivek Jindal? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
11 years in the industry.
- The Caprock Group, LLCMay 2025 to now
- Corient Services LLCJul 2023 to May 2025
- Cipw Service Company, LLCJan 2023 to Jul 2023
- CorientNov 2022 to May 2025
- Kore Private Wealth, LLCJun 2021 to Mar 2023
- Schusterman Family InterestsJun 2018 to Jun 2021
- The Blackstone GroupAug 2015 to Jun 2018
Exams passed
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 1 state (NJ).
The Caprock Group, LLC
$12.5BAssets managed
436Clients
51Advisers
23 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6542274
- Firm CRD
- 124272