Brenda Upton
Investment adviser representative at Allworth Financial, L.P.
11 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$33.6BFirm assets
Are you Brenda Upton? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Allworth Financial, L.P.Dec 2024 to now
- Ryan Wealth ManagementAug 2015 to Dec 2024
Designations
- CFP® certification
Exams passed
No exams in this record.
State registrations
Registered as an investment adviser representative in 1 state (CA).
Allworth Financial, L.P.
$33.6BAssets managed
29,297Clients
319Advisers
19 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6541947
- Firm CRD
- 111167