Nicholas James Sturgis
Investment adviser representative at Lido
10 yearsExperience
3 statesRegistered in
CFADesignation
$42.5BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LidoJan 2025 to now
- Lido Advisors, LLCJan 2025 to now
- Waverly Advisors, LLCSep 2023 to Dec 2024
- Paces Ferry Wealth AdvisorsOct 2022 to Sep 2023
- InvescoFeb 2020 to Oct 2022
- John Hancock Distributors LLCJun 2017 to Jan 2020
- John HancockMay 2017 to Jan 2020
- UberJan 2017 to May 2017
- UnemployedNov 2016 to Jan 2017
- Pacer Financial, Inc.Mar 2016 to Nov 2016
Designations
- CFA
Exams passed
- Series 63 · Uniform Securities Agent State Law2015
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 3 states (CA, GA, TX).
Lido
Legal name: Lido Advisors, LLC
$42.5BAssets managed
13,800Clients
312Advisers
11 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6530057
- Firm CRD
- 269866